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Thomas Seiler
35 Years of Experience
Newtown, PA
1 DisclosureBroker
Thomas Seiler is a registered investment advisor at Raymond James & Associates, INC., based in Newtown, PA, with 35 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
5 Caufield Place, Suite 201, Newtown, PA, 18940
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 2008Denied
Other Business Activities
Thomas is the owner/proprietor of Silo LLC, which is being utilized for a trademark purchase. He spends minimal time on this activity.
Employment History
Current Registrations
Raymond James & Associates, INC.
July 2011 - Present · 14 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2011 - Present · 14 yrs 10 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
February 2011 - July 2011 · 5 mos
Morgan Stanley Smith BarneyBroker
June 2009 - July 2011 · 2 yrs 1 mo
Citigroup Global Markets INC.Broker
November 2005 - June 2009 · 3 yrs 7 mos
Merrill Lynch Pierce Fenner & Smith INC.
March 1993 - November 2005 · 12 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1990 - November 2005 · 15 yrs 2 mos
State Registrations48 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.