JA
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Joseph Allen
39 Years of Experience
Newtown, PA
1 DisclosureBroker
Joseph Allen is a registered investment advisor at Raymond James & Associates, INC., based in Newtown, PA, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
5 Caufield Place, Suite 201, Newtown, PA, 18940
Get directionsHistory
Regulatory History (1)
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Customer Dispute
May 2000Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
April 2014 - Present · 12 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2005 - Present · 21 yrs 5 mos
Previous Registrations
RBC Dain Rauscher INC.
May 2002 - February 2005 · 2 yrs 9 mos
RBC Dain Rauscher INC.Broker
March 2002 - February 2005 · 2 yrs 11 mos
Tucker Anthony IncorporatedBroker
May 2000 - March 2002 · 1 yr 10 mos
First Union Securities, INC.Broker
October 1999 - June 2000 · 8 mos
First Union Capital Markets CORP.Broker
March 1989 - October 1999 · 10 yrs 7 mos
Halpert and Company, INC.Broker
February 1987 - April 1989 · 2 yrs 2 mos
State Registrations46 states
AKALAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNHNJNVNYOHOKORPAPRRISCTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.