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Robert Falco
41 Years of Experience
Newtown, PA
1 DisclosureBroker
Robert Falco is a registered investment advisor at Raymond James & Associates, INC., based in Newtown, PA, with 41 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
5 Caufield Place, Suite 201, Newtown, PA, 18940
Get directionsHistory
Regulatory History (1)
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Customer Dispute
July 2001Settled
Other Business Activities
Robert is an advisory board member for the Pennington Borough Board of Fire Commissioners since 2016, responsible for providing fire protection. He dedicates a few hours per week to this role.
Employment History
Current Registrations
Raymond James & Associates, INC.
September 2009 - Present · 16 yrs 8 mos
Raymond James & Associates, INC.
September 2009 - Present · 16 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2009 - Present · 16 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
June 2002 - October 2009 · 7 yrs 4 mos
UBS Financial Services INC.Broker
May 2001 - October 2009 · 8 yrs 5 mos
Prudential Securities IncorporatedBroker
January 1985 - May 2001 · 16 yrs 4 mos
State Registrations15 states
AZCACODCFLIDMAMENCNJNVNYPASCVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.