TM
CFP
TM
CFP

Troy Moore

30 Years of Experience
Sarasota, FL
Broker

Troy Moore is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Sarasota, FL, with 30 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

238 S Washington Blvd, Sarasota, FL, 34236

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
May 2022 - Present · 4 yrs
Wells Fargo Advisors
May 2022 - Present · 4 yrs
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - May 2022 · 14 yrs 4 mos
Wells Fargo Clearing Services, LLC
January 2008 - May 2022 · 14 yrs 4 mos
A. G. Edwards & Sons, INC.
August 2004 - January 2008 · 3 yrs 5 mos
A. G. Edwards & Sons, INC.Broker
October 1995 - January 2008 · 12 yrs 3 mos
State Registrations28 states
AZCACOCTFLGAIDILINKYMAMDMIMNMTNCNHNJNYOHORPARISCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Troy Moore - Financial Advisor | TrueAdvisor