Scot Jaffe
Scot Jaffe is a registered investment advisor at Wells Fargo Advisors, based in Sarasota, FL, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
238 S Washington Blvd, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2017Customer Dispute
November 2008Criminal
June 1984Other Business Activities
Scot is a 50% owner of Day-Jaffe, LLC, and 100% owner of Jaffe Day LLC, both involved in investment-related activities. He also serves as a co-trustee and trustee for multiple 401k and DBP plans, dedicating minimal time to these roles.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.