William Nickles
William Nickles is a registered investment advisor at Wells Fargo Advisors, based in Sarasota, FL, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
238 S Washington Blvd, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2008Other Business ActivitiesSells Insurance
William has ownership stakes in several LLCs, including NWM21 LLC, Capstan Financial Legacy LLC, Capstan Financial Holdings LLC, Capstan Growth Partners, LLC, NWM21 Holdings, LLC, and Capstan Insurance Consulting LLC. He dedicates a full-time effort to NWM21 LLC and varying amounts of time to the other entities, ranging from minimal time to about a quarter of his time.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
UBS Painewebber INC.Broker
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.