JD
JD

Jeffrey Day

25 Years of Experience
Sarasota, FL
2 DisclosuresBroker

Jeffrey Day is a registered investment advisor at Wells Fargo Advisors, based in Sarasota, FL, with 25 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

238 S Washington Blvd, Sarasota, FL, 34236

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2017
Denied
Criminal
September 1988
Final Disposition
Other Business Activities

Jeffrey is a part owner of Day/Jaffe LLC, owns 100% of JEFFD LLC, and is a co-trustee for Day Jaffe LLC 401k. He also has 90% ownership in Day GP LLC, which was used to sell to Capsten Growth.

Employment History
Current Registrations
Wells Fargo Advisors
October 2014 - Present · 11 yrs 7 mos
Wells Fargo Advisors Financial Network, LLCBroker
October 2014 - Present · 11 yrs 7 mos
Previous Registrations
Wells Fargo Advisors, LLC
January 2004 - October 2014 · 10 yrs 9 mos
Wells Fargo Advisors, LLCBroker
January 2004 - October 2014 · 10 yrs 9 mos
Morgan Stanley
August 2000 - January 2004 · 3 yrs 5 mos
Morgan Stanley Dw INC.Broker
August 2000 - January 2004 · 3 yrs 5 mos
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.