Wayne Mcmullen
Wayne Mcmullen is a registered investment advisor at Wells Fargo Advisors, based in Sarasota, FL, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
238 S Washington Blvd, Sarasota, FL, 34236
Get directionsHistory
Regulatory History (3)
Financial
September 2019Customer Dispute
August 2008Customer Dispute
August 2001Other Business Activities
Wayne has 100% ownership of McMullen Financial Group, acting as a pass-through for Finet Practice, and spends minimal time on it. He also has 30% ownership in Gators for Life, LLC, a vacation home, and spends no time on it.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
American Investment Services, INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.