Stephen Raupp
Stephen Raupp is a registered investment advisor at LPL Financial LLC, based in Springfield, IL, with 39 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
3400 Wabash Ave, Springfield, IL, 62711
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2004Customer Dispute
April 2003Other Business ActivitiesSells Insurance
Stephen sells term and whole life insurance products through a bank insurance agency, dedicating minimal time to this activity. He also operates under DBAs for his LPL business and works at Bank of Springfield.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Pruco Securities CorporationBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.