CC
CFP
CC
CFP

Connor Carnduff

8 Years of Experience
Springfield, IL
Broker

Connor Carnduff is a CFP-designated registered investment advisor at LPL Financial LLC, based in Springfield, IL, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

3330 Ginger Creek Dr. Ste C, Springfield, IL, 62702

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Connor is a registered investment advisor doing business as Broadway Graham Wealth Partners through Private Advisor Group. He dedicates full-time hours to providing investment advisory services through this firm.

Employment History
Current Registrations
LPL Financial LLCBroker
August 2021 - Present · 4 yrs 11 mos
Private Advisor Group, LLC
August 2021 - Present · 4 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2017 - August 2021 · 3 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
September 2017 - August 2021 · 3 yrs 11 mos
State Registrations15 states
ALAZCAFLIAILINMONEOKSDTXVAWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Connor Carnduff - Financial Advisor | TrueAdvisor