Daniel Stewart
Daniel Stewart is a CFP-designated registered investment advisor at LPL Financial LLC, based in Springfield, IL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
430 E Vine St, Springfield, IL, 62703
Get directionsHistory
Regulatory History (2)
Regulatory
August 2019Customer Dispute
October 2005Other Business ActivitiesSells Insurance
Daniel operates under the DBA Forsyth Financial Services for his LPL business. He also has a small ownership stake in Forsyth Insurance Group, Inc., sells non-variable insurance, and owns multiple rental real estate properties.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
MML Investors Services, INC.Broker
PFS Investments INC.Broker
AXA Advisors, LLC
AXA Advisors, LLCBroker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.