DC
DC

Dierk Cockrell

39 Years of Experience
Ridgeland, MS
3 DisclosuresBroker

Dierk Cockrell is a registered investment advisor at Raymond James & Associates, INC., based in Ridgeland, MS, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

200 Concourse Suite 100, 1062 Highland Colony Parkway, Ridgeland, MS, 39157

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2012
Denied
Customer Dispute
September 2009
Settled
Customer Dispute
August 2009
Settled
Other Business Activities

Dierk is a board member, subcommittee member, officer, and director for Hartfield Academy since March 2024. He dedicates a few hours per week to this role, attending monthly meetings.

Employment History
Current Registrations
Raymond James & Associates, INC.
July 2023 - Present · 2 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2023 - Present · 2 yrs 10 mos
Raymond James & Associates, INC.
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
StephensBroker
January 2009 - August 2023 · 14 yrs 7 mos
Stephens
January 2009 - August 2023 · 14 yrs 7 mos
Morgan Keegan & Company, INC.
July 2007 - January 2009 · 1 yr 6 mos
Morgan Keegan & Company, INC.Broker
January 2002 - January 2009 · 7 yrs
UBS Painewebber INC.Broker
August 2000 - January 2002 · 1 yr 5 mos
J.C. Bradford & CO.Broker
February 1987 - August 2000 · 13 yrs 6 mos
State Registrations15 states
ALAZFLGAINKYLAMSNCNMPRSCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.