BS
BS

Brent Smith Simmons

38 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningEducation PlanningInsurance Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
223 advisors
Number of Clients
6,062 clients
Average Client Portfolio
$201K average
Assets Under Management
$1.2B

Fee Structure

Minimum Investment:$50K
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Location

13111 Westheimer Rd., Suite 475, Houston, TX, 77077

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brent sells term life insurance, dedicating minimal time to providing quotes. He also works as a Registered Investment Advisor (RIA) with Westpark Wealth Advisors, spending about 10-20% of his time providing investment advisory services.

Employment History
Current Registrations
Calton & Associates, INC.Broker
November 2017 - Present · 8 yrs 3 mos
Westpark Wealth Advisors, INC.
September 2011 - Present · 14 yrs 5 mos
Previous Registrations
Ims Securities, INC.Broker
September 2011 - November 2017 · 6 yrs 2 mos
Institutional Capital Management, INC.Broker
March 2009 - September 2011 · 2 yrs 6 mos
Institutional Capital Management, INC.
March 2009 - September 2011 · 2 yrs 6 mos
Stanford Group CompanyBroker
March 2001 - March 2009 · 8 yrs
Stanford Group Company
March 2001 - March 2009 · 8 yrs
Dean Witter Reynolds INC.Broker
January 1994 - March 2001 · 7 yrs 2 mos
Painewebber IncorporatedBroker
January 1991 - January 1994 · 3 yrs
Rotan Mosle INC.Broker
August 1990 - January 1991 · 5 mos
Lehman Brothers INC.Broker
February 1988 - August 1990 · 2 yrs 6 mos
E. F. Hutton & Company INCBroker
January 1988 - February 1988 · 1 mo
First Investors CorporationBroker
January 1987 - December 1987 · 11 mos
State Registrations6 states
CAIDLAMINCTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brent Smith Simmons - Financial Advisor | TrueAdvisor