Brent Simmons
Brent Simmons is a registered investment advisor at Calton & Associates, INC., based in Houston, TX, with 39 years of industry experience. Brent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.60% |
Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.
Fee Estimator
Location
13111 Westheimer Rd., Suite 475, Houston, TX, 77077
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brent sells term life insurance, dedicating minimal time to providing quotes. He also works as a Registered Investment Advisor (RIA) with Westpark Wealth Advisors, spending about 10-20% of his time providing investment advisory services.
Employment History
Current Registrations
Calton & Associates, INC.Broker
Westpark Wealth Advisors, INC.
Previous Registrations
Ims Securities, INC.Broker
Institutional Capital Management, INC.Broker
Institutional Capital Management, INC.
Stanford Group CompanyBroker
Stanford Group Company
Dean Witter Reynolds INC.Broker
Painewebber IncorporatedBroker
Rotan Mosle INC.Broker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
First Investors CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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