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Kevin Neville is a registered investment advisor at Morgan Stanley, based in New York, NY, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
One Penn Plaza, 43rd Floor, New York, NY, 10119
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Regulatory History (2)
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Customer Dispute
October 2013Settled
Customer Dispute
August 2012Denied
Other Business Activities
Kevin owns rental property in Bretton Woods, NH, spending minimal time maintaining it. He also serves as a trustee/co-trustee for a trust and executor/co-executor for an estate, dedicating minimal time to the trust and a few hours per week to the estate.
Employment History
Current Registrations
Morgan StanleyBroker
November 2013 - Present · 12 yrs 6 mos
Morgan Stanley
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
Hsbc Securities (USA) INC.
December 2010 - November 2013 · 2 yrs 11 mos
Hsbc Securities (USA) INC.Broker
January 2005 - November 2013 · 8 yrs 10 mos
Hsbc Brokerage (USA) INC.Broker
November 1995 - January 2005 · 9 yrs 2 mos
Marine Midland Securities, INC.Broker
November 1995 - November 1995 · 0 mos
Northeast Brokerage Services CorporationBroker
March 1991 - December 1995 · 4 yrs 9 mos
Painewebber IncorporatedBroker
March 1989 - March 1991 · 2 yrs
Investors Center, INC.Broker
November 1988 - March 1989 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1987 - November 1988 · 1 yr 6 mos
State Registrations18 states
CACTDEFLGAILKSMANCNJNYORPASCTXVAVTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.