Peter Klarides
Peter Klarides is a registered investment advisor at Osaic Institutions, INC., based in New York, NY, with 38 years of industry experience. Peter operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
85 Broad Street 10th Floo, New York, NY, 10004
Get directionsHistory
Regulatory History (5)
Customer Dispute
December 2017Customer Dispute
May 2008Customer Dispute
April 2008Customer Dispute
November 2002Regulatory
December 1989Other Business Activities
Peter is a bank employee at Popular Bank since October 2020. This investment-related activity takes nearly full-time hours.
Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Previous Registrations
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Hsbc Brokerage (USA) INC.Broker
Invest Financial CorporationBroker
Mds Securities IncorporatedBroker
Wall Street Investor ServicesBroker
Dime Securities of Ny, INC.Broker
First Montauk Securities CORP.Broker
H. Starr Financial CORP.Broker
Robert Todd Financial CORP.Broker
Baird, Patrick & CO., INC.Broker
South Richmond Securities, INC.Broker
V P Securities, INC.Broker
Donald & CO. Securities INC.Broker
William M. Cadden & CO., INC.Broker
Investors Center, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.