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Annie Wang

Osaic Institutions, INC.
19 Years of Experience
New York, NY
1 DisclosureBroker
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Annie Wang is a registered investment advisor at Osaic Institutions, INC., based in New York, NY, with 19 years of industry experience. Annie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.

Osaic Institutions, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
570 advisors
Number of Clients
16,312 clients
Average Client Portfolio
$398K average
Assets Under Management
$6.5B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

122 East 42nd Street, New York, NY, 10168

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2025
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Osaic Institutions, INC.
May 2025 - Present · 1 yr 5 mos
Osaic Institutions, INC.Broker
April 2025 - Present · 1 yr 6 mos
Previous Registrations
Hsbc Securities (USA) INC.
March 2011 - March 2025 · 14 yrs
Hsbc Securities (USA) INC.Broker
March 2011 - March 2025 · 14 yrs
Chase Investment Services CORP.Broker
July 2009 - August 2010 · 1 yr 1 mo
Chase Investment Services CORP.
July 2009 - August 2010 · 1 yr 1 mo
Hsbc Securities (USA) INC.
February 2009 - July 2009 · 5 mos
Hsbc Securities (USA) INC.Broker
February 2009 - July 2009 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2006 - February 2009 · 2 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2006 - February 2009 · 3 yrs
State Registrations6 states
CAILNJNYOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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