Gerhard Schneider
Gerhard Schneider is a CFP-designated registered investment advisor at Osaic Institutions, INC., based in New York, NY, with 30 years of industry experience. Gerhard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
10 East 14th Street, New York, NY, 10003
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
February 2009Customer Dispute
January 2009Other Business Activities
Gerhard is the owner of Gary Schneider CFP tutor since November 2019. This non-investment related activity takes a few hours per week.
Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Previous Registrations
Aegis Capital CORP.
Aegis Capital CORP.Broker
Westrock Advisors, INC.Broker
Maxim Group LLCBroker
Oppenheimer & CO. INC.Broker
Josephthal & CO., INC.Broker
Barington Capital Group, L.P.Broker
D. H. Blair & CO., INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.