Chung Lin
Chung Lin is a registered investment advisor at Osaic Institutions, INC., based in New York, NY, with 20 years of industry experience. Chung operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
85 Broad Street 10th Floo, New York, NY, 10004
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Regulatory History (1)
Customer Dispute
June 2006Other Business Activities
Chung works at Popular Bank in banking and wealth management since September 2022. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Previous Registrations
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Oceancross Capital, LLCBroker
Investors Capital CORP.Broker
Max International Broker/dealer CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.