Chung Lin
Chung Lin is a registered investment advisor at Osaic Institutions, INC., based in New York, NY, with 21 years of industry experience. Chung is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 16,312 clients with $6.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum advisory fee is generally 2.50% and is negotiable between the advisor and client.
Fee Estimator
Location
85 Broad Street 10th Floo, New York, NY, 10004
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2006Other Business Activities
Chung works at Popular Bank in banking and wealth management since September 2022. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Previous Registrations
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
J.P. Morgan Securities LLCBroker
Chase Investment Services CORP.Broker
Oceancross Capital, LLCBroker
Investors Capital CORP.Broker
Max International Broker/dealer CORP.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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