AR
ChFC
AR
ChFC

Alan Robbins

38 Years of Experience
Saint Louis, MO
BrokerSells Insurance

Alan Robbins is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Saint Louis, MO, with 38 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

622 Emerson Rd Ste 400, Saint Louis, MO, 63141

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Alan may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also serves as Advisory Council Liaison and Executive Committee Chairman for ACEC Advisory Council Executive Committee, dedicating a few hours per week, and is the Immediate Past President of FPA Greater St Louis, spending minimal time on this role.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
December 2002 - Present · 23 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
June 1987 - Present · 39 yrs 1 mo
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
June 1998 - January 2002 · 3 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
September 1990 - June 1991 · 9 mos
State Registrations12 states
ARCAFLGAILINMONCNJNYOHOR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.