GH
CFP · ChFC
GH
CFP · ChFC

Gerard Hempstead

29 Years of Experience
Saint Louis, MO
BrokerSells Insurance

Gerard Hempstead is a CFP, ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Saint Louis, MO, with 29 years of industry experience. Gerard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

622 Emerson Rd Ste 400, Saint Louis, MO, 63141

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Gerard may earn commissions from selling non-variable life, health, medicare, annuity, disability, and/or long-term care insurance products, and is the 100% owner and managing partner of Hempstead Financial Group, LLC, taking about half of Gerard's time. He also dedicates minimal time to various roles including Managing Partner of Life on Purpose, LLC, Committee Member of Roman Catholic Foundation, Chairman of the Finance Committee for Covenant House of Missouri, and Treasurer for Christian Fellowship Community.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
December 2005 - Present · 20 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
July 1996 - Present · 29 yrs 10 mos
Previous Registrations
Northwestern Mutual Wealth Management Company
July 2003 - February 2007 · 3 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
February 1998 - January 2002 · 3 yrs 11 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Gerard Hempstead - Financial Advisor | TrueAdvisor