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Daniel Scharff

23 Years of Experience
Saint Louis, MO
1 DisclosureBrokerSells Insurance

Daniel Scharff is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Saint Louis, MO, with 23 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

622 Emerson Rd Ste 400, Saint Louis, MO, 63141

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History

Regulatory History (1)
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Criminal
October 2020
Final Disposition
Other Business ActivitiesSells Insurance

Daniel may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also works as an associate producer for The Todd Organization, focusing on nonqualified executive benefit and compensation plan design and consulting, dedicating a few hours per week.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
October 2009 - Present · 16 yrs 7 mos
Northwestern Mutual Investment Services, LLCBroker
October 2002 - Present · 23 yrs 7 mos
State Registrations19 states
CACTDCDEFLILMONCNJNMNVNYPARISCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Daniel Scharff - Financial Advisor | TrueAdvisor