RS
ChFC
RS
ChFC

Robert Scharff

51 Years of Experience
Saint Louis, MO
BrokerSells Insurance

Robert Scharff is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Saint Louis, MO, with 51 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.

Compensation
Fixed/Hourly
Firm Size
2117 advisors
Number of Clients
1 client
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.

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Location

622 Emerson Rd Ste 400, Saint Louis, MO, 63141

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Robert may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He also owns a percentage of The Producer Group, LLC and The Todd Org of St Louis, both dealing with non-qualified executive benefit plans, dedicating nearly full-time hours to these activities.

Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
August 2009 - Present · 16 yrs 9 mos
Northwestern Mutual Investment Services, LLCBroker
September 1974 - Present · 51 yrs 8 mos
Previous Registrations
Todd Securities, INC.Broker
July 2002 - July 2006 · 4 yrs
Nathan & Lewis Securities, INC.Broker
December 1996 - July 2002 · 5 yrs 7 mos
State Registrations23 states
ARCTFLGAIAILINKSKYMAMIMNMONCNENHNJNYOKRITXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Scharff - Financial Advisor | TrueAdvisor