AB
AB

Abbas Baqueri

36 Years of Experience
New York, NY
4 DisclosuresBroker

Abbas Baqueri is a registered investment advisor at Morgan Stanley, based in New York, NY, with 36 years of industry experience. Abbas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

Loading...

Location

55 East 52nd Street, 28th Floor, New York, NY, 10055

Get directions

History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2026
Pending
Customer Dispute
December 1997
Settled
Customer Dispute
November 1992
Settled
Employment Separation After Allegations
November 1992
Other Business Activities

Abbas is a director at Paramount Global Solutions, matching companies with vendors for strategic alliances. This takes about 10-20% of Abbas's time.

Employment History
Current Registrations
Morgan Stanley
September 2013 - Present · 13 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.Broker
August 1994 - June 2009 · 14 yrs 10 mos
Josephthal Lyon & Ross IncorporatedBroker
December 1992 - August 1994 · 1 yr 8 mos
Painewebber IncorporatedBroker
September 1991 - November 1992 · 1 yr 2 mos
Welco Securities, INC.Broker
May 1987 - April 1989 · 1 yr 11 mos
State Registrations30 states
ARAZCACOCTDCDEFLGAHIILINKSMAMDMIMNMONCNHNJNVNYOHOKPATXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors