RH
RH
Robert Holdford
36 Years of Experience
Little Rock, AR
2 DisclosuresBrokerSells Insurance
Robert Holdford is a registered investment advisor, based in Little Rock, AR, with 36 years of industry experience.
Location
10809 Executive Center Drive, Suite 319, Little Rock, AR, 72211
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Regulatory History (2)
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Customer Dispute
July 2003Settled
Customer Dispute
March 2002Settled
Other Business ActivitiesSells Insurance
Robert is an investment advisory representative for CWM, LLC, CEO/Senior Wealth Advisor for a wealth management firm, and an insurance agent selling various insurance products. He also owns a publishing company, is a musician, and an author/life coach, but these activities take minimal time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
January 2017 - Present · 9 yrs 6 mos
Cetera Wealth Services, LLC
January 2017 - Present · 9 yrs 6 mos
Cwm, LLC
February 2014 - Present · 12 yrs 5 mos
Previous Registrations
LPL Financial LLCBroker
May 2003 - January 2017 · 13 yrs 8 mos
LPL Financial LLC
May 2003 - April 2014 · 10 yrs 11 mos
Spc
February 2002 - May 2003 · 1 yr 3 mos
Sammons Securities Company, LLCBroker
February 2002 - April 2003 · 1 yr 2 mos
Walnut Street Securities, INC.Broker
April 1998 - February 2002 · 3 yrs 10 mos
Washington Square Securities, INC.Broker
February 1995 - May 1998 · 3 yrs 3 mos
Waddell & Reed, INC.Broker
February 1994 - January 1995 · 11 mos
Waddell & Reed, INC.Broker
January 1990 - April 1992 · 2 yrs 3 mos
Swink & Company, INC.Broker
August 1989 - October 1989 · 2 mos
Jefferson-Pilot Investor Services, INC.Broker
November 1988 - September 1989 · 10 mos
American Express Financial Advisors INC.Broker
May 1987 - November 1988 · 1 yr 6 mos
State Registrations20 states
ALARAZDEGAINLAMDMNMOMSNCNENJOHOKTNTXVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.