Hector Laffitte-Rossy
Hector Laffitte-Rossy is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Guaynabo, PR, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
15 2nd St / 15 Calle 2, Guaynabo, PR, 00968
Get directionsHistory
Regulatory History (8)
Customer Dispute
June 2019Customer Dispute
July 2018Customer Dispute
June 2018Customer Dispute
November 2017Customer Dispute
August 2015Customer Dispute
October 2014Customer Dispute
October 2002Customer Dispute
September 1990Other Business Activities
Hector is an owner of Hacienda Don Mayo Inc., a family farm property, dedicating a few hours per week to decision-making and upkeep. He is also a sole partner in HWL Inc., a personal holding company, spending minimal time per month on it.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Previous Registrations
UBS Financial Services Incorporated of Puerto RicoBroker
UBS Financial Services INC.Broker
State Registrations46 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.