RD
RD
Rene Dierkes
38 Years of Experience
Florham Park, NJ
2 DisclosuresBroker
Rene Dierkes is a registered investment advisor at Raymond James & Associates, INC., based in Florham Park, NJ, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
200 Park Avenue, Suite 130, Florham Park, NJ, 07932
Get directionsHistory
Regulatory History (2)
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Customer Dispute
April 2010Settled
Customer Dispute
October 2008Closed-No Action
Other Business Activities
Rene serves on the Mountainside Town Council since 2019, dedicating minimal time to this role. Rene also owns Scrap Metal LLC since 2012, but spends minimal time on it.
Employment History
Current Registrations
Raymond James & Associates, INC.
July 2019 - Present · 6 yrs 10 mos
Raymond James & Associates, INC.
July 2019 - Present · 6 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - July 2019 · 10 yrs 1 mo
Morgan Stanley
June 2009 - July 2019 · 10 yrs 1 mo
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
June 2002 - February 2006 · 3 yrs 8 mos
Legg Mason Wood Walker, IncorporatedBroker
August 1990 - February 2006 · 15 yrs 6 mos
Kidder, Peabody & CO. IncorporatedBroker
December 1988 - August 1990 · 1 yr 8 mos
J. B. Hanauer & CO.Broker
June 1988 - November 1988 · 5 mos
Domestic Arbitrage Group, INC.Broker
July 1987 - October 1987 · 3 mos
State Registrations28 states
ARAZCACOCTDCDEFLGAILLAMAMDMEMINCNENJNYORPASCSDTNTXVAVTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.