JM
CFP
JM
CFP

Joseph Marinaccio

18 Years of Experience
Florham Park, NJ
Broker

Joseph Marinaccio is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Florham Park, NJ, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

200 Park Avenue, Suite 130, Florham Park, NJ, 07932

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Joseph acts as a trustee for his aunt and uncle's family trust since May 2022. This activity requires minimal time commitment.

Employment History
Current Registrations
Raymond James & Associates, INC.
September 2022 - Present · 3 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2015 - October 2022 · 7 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2015 - October 2022 · 7 yrs 7 mos
J.P. Morgan Securities LLC
October 2012 - April 2015 · 2 yrs 6 mos
J.P. Morgan Securities LLCBroker
October 2012 - April 2015 · 2 yrs 6 mos
Chase Investment Services CORP.
June 2010 - October 2012 · 2 yrs 4 mos
Chase Investment Services CORP.Broker
May 2010 - October 2012 · 2 yrs 5 mos
R. Seelaus & Co.,inc.Broker
March 2010 - May 2010 · 2 mos
PNC InvestmentsBroker
April 2008 - March 2010 · 1 yr 11 mos
Wachovia Securities, LLCBroker
July 2007 - March 2008 · 8 mos
State Registrations23 states
CACOCTDCDEFLGAILMAMDNCNHNJNVNYOHPARISCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.