CC
CFP
CC
CFP

Christopher Conway

18 Years of Experience
Florham Park, NJ
Broker

Christopher Conway is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Florham Park, NJ, with 18 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

200 Park Ave, Ste 130, Florham Park, NJ, 07932

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.
April 2008 - September 2016 · 8 yrs 5 mos
Deutsche Bank Securities INC.Broker
September 2007 - September 2016 · 9 yrs
State Registrations29 states
AKAZCACOCTDCDEFLGAHIILKYMAMDMINCNENJNMNVNYOHORPAPRRITXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Conway - Financial Advisor | TrueAdvisor