David Frank
David Frank is a CFP-designated registered investment advisor at Raymond James & Associates, INC., based in Florham Park, NJ, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
200 Park Avenue, Suite 130, Florham Park, NJ, 07932
Get directionsHistory
Regulatory History (2)
Customer Dispute
January 2011Customer Dispute
February 2009Other Business Activities
David is a silent partner in his wife's sugaring business, All Sugared Up, LLC, and a co-member with his sisters in Frank Family Holdings, LLC, a family real estate holding company. He dedicates minimal time to All Sugared Up and a few hours per week to Frank Family Holdings.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Prudential Securities IncorporatedBroker
Dean Witter Reynolds INC.Broker
Painewebber IncorporatedBroker
Gibraltar Securities CO.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.