JM
JM
John Moran
26 Years of Experience
Florham Park, NJ
2 DisclosuresBroker
John Moran is a registered investment advisor at Raymond James & Associates, INC., based in Florham Park, NJ, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
200 Park Avenue, Suite 130, Florham Park, NJ, 07932
Get directionsHistory
Regulatory History (2)
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Customer Dispute
March 2007Denied
Customer Dispute
February 2007Denied
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
June 2025 - Present · 1 yr 1 mo
Raymond James & Associates, INC.
June 2025 - Present · 1 yr 1 mo
Previous Registrations
Wells Fargo Advisors
July 2010 - July 2025 · 15 yrs
Wells Fargo Clearing Services, LLCBroker
July 2010 - July 2025 · 15 yrs
Morgan Stanley Smith BarneyBroker
June 2009 - July 2010 · 1 yr 1 mo
Morgan Stanley Smith Barney LLC
June 2009 - July 2010 · 1 yr 1 mo
Citigroup Global Markets INC.Broker
February 2006 - June 2009 · 3 yrs 4 mos
Citigroup Global Markets INC.
February 2006 - June 2009 · 3 yrs 4 mos
Legg Mason Wood Walker INC
April 2002 - February 2006 · 3 yrs 10 mos
Legg Mason Wood Walker, IncorporatedBroker
August 2001 - February 2006 · 4 yrs 6 mos
Legg Mason Wood Walker, IncorporatedBroker
February 1989 - January 1990 · 11 mos
Capital Analysts, IncorporatedBroker
January 1988 - February 1989 · 1 yr 1 mo
Sherwood Capital, INC.Broker
January 1988 - February 1988 · 1 mo
State Registrations25 states
AKCACOCTDCFLILINMAMDMNMTNCNHNJNVNYORPARISCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.