NG
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Nancy Glassman is a registered investment advisor at Morgan Stanley, based in New York, NY, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History (2)
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Customer Dispute
November 2009Settled
Customer Dispute
December 2000Settled
Employment History
Current Registrations
Morgan Stanley
June 2019 - Present · 7 yrs 1 mo
Morgan StanleyBroker
June 2017 - Present · 9 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
June 2004 - June 2017 · 13 yrs
UBS Financial Services INC.Broker
June 1994 - June 2017 · 23 yrs
Gruntal & CO. IncorporatedBroker
June 1992 - June 1994 · 2 yrs
Austin Securities, INC.Broker
March 1991 - December 1994 · 3 yrs 9 mos
Wood-Pomerantz Securities, INCBroker
October 1989 - October 1990 · 1 yr
W.J. Nolan & Company, INC.Broker
April 1989 - November 1989 · 7 mos
Investors Center, INC.Broker
November 1988 - March 1989 · 4 mos
State Registrations37 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.