LF
LF

Larry Fullmer

36 Years of Experience
Los Angeles, CA
2 DisclosuresBroker

Larry Fullmer is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 36 years of industry experience. Larry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

444 South Flower Street,34th Floor, Los Angeles, CA, 90071

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2010
Settled
Customer Dispute
September 2002
Closed-No Action
Other Business Activities

Larry is a managing member of Countryview LLC, Roseside 2 LLC, Cityview LLC, and Roseside 1 LLC, all farmland investment entities. He is also a sole proprietor/owner of The L. Greg Fullmer Revocable Trust, and involved with other trusts and an estate, spending minimal time on these activities.

Employment History
Current Registrations
Morgan Stanley
May 2015 - Present · 11 yrs 5 mos
Morgan StanleyBroker
May 2015 - Present · 11 yrs 5 mos
Morgan Stanley
May 2015 - Present · 11 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
December 2004 - May 2015 · 10 yrs 5 mos
UBS Financial Services INC.Broker
December 2004 - May 2015 · 10 yrs 5 mos
Goldman, Sachs & CO.Broker
June 1993 - December 2004 · 11 yrs 6 mos
Goldman, Sachs & CO.Broker
April 1988 - June 1991 · 3 yrs 2 mos
State Registrations36 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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