LF
LF

Larry Fullmer

35 Years of Experience
Los Angeles, CA
2 DisclosuresBroker

Larry Fullmer is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

444 South Flower Street,34th Floor, Los Angeles, CA, 90071

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2010
Settled
Customer Dispute
September 2002
Closed-No Action
Other Business Activities

Larry is a managing member of Countryview LLC, Roseside 2 LLC, Cityview LLC, and Roseside 1 LLC, all farmland investment entities. He is also a sole proprietor/owner of The L. Greg Fullmer Revocable Trust, and involved with other trusts and an estate, spending minimal time on these activities.

Employment History
Current Registrations
Morgan Stanley
May 2015 - Present · 11 yrs
Morgan Stanley
May 2015 - Present · 11 yrs
Morgan StanleyBroker
May 2015 - Present · 11 yrs
Previous Registrations
UBS Financial Services INC.
December 2004 - May 2015 · 10 yrs 5 mos
UBS Financial Services INC.Broker
December 2004 - May 2015 · 10 yrs 5 mos
Goldman, Sachs & CO.Broker
June 1993 - December 2004 · 11 yrs 6 mos
Goldman, Sachs & CO.Broker
April 1988 - June 1991 · 3 yrs 2 mos
State Registrations35 states
AKAZCACODCDEFLGAHIIAIDILINKSMAMEMIMNMTNCNDNJNMNVNYOKORPRSCTNTXUTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Larry Fullmer - Financial Advisor | TrueAdvisor