Brian Duffy
Brian Duffy is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Indian Wells, CA, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Indian Wells, CA
Get directionsHistory
Regulatory History (3)
Customer Dispute
February 2009Customer Dispute
October 2008Customer Dispute
October 2002Other Business Activities
Brian owns Duffy Investments LLC, a rental real estate business, dedicating a few hours per week. He also owns Duffy Wealth Management, LLC, a support company, spending about 10-20% of his time as a branch manager/owner.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Edward Jones
Edward JonesBroker
State Registrations30 states
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