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ChFC

Michael Lyman

Raymond James Financial Services Advisors, INC
33 Years of Experience
Seattle, WA
Broker
View SEC Summary
View SEC Summary

Michael Lyman is a ChFC-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Seattle, WA, with 33 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

600 University Street, Suite 2328, Seattle, WA, 98101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2026 - Present · 4 mos
Raymond James Financial Services, INC.Broker
June 2026 - Present · 4 mos
Previous Registrations
M Holdings Securities, INC.
September 2007 - December 2025 · 18 yrs 3 mos
M Holdings Securities, INC.Broker
February 2006 - December 2025 · 19 yrs 10 mos
Jefferson Pilot Securities CorporationBroker
December 1996 - February 2006 · 9 yrs 2 mos
Mutual Service CorporationBroker
May 1994 - November 1996 · 2 yrs 6 mos
Manequity, INC.Broker
November 1992 - October 1996 · 3 yrs 11 mos
State Registrations1 state
WA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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