BT
CFP
BT
CFP

Brian Torgerson

25 Years of Experience
Seattle, WA
Broker

Brian Torgerson is a CFP-designated registered investment advisor, based in Seattle, WA, with 25 years of industry experience.

Location

2928 Eastlake Avenue E, Seattle, WA, 98102

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian owns rental real estate property and is a business owner of Torgerson Holding LLC, which leases office space. He is also a committee member for the Seattle Yacht Club's investment committee. These activities require minimal time.

Employment History
Current Registrations
Raymond James Financial Services, INC.
October 2019 - Present · 6 yrs 7 mos
Raymond James Financial Services Advisors, INC
October 2019 - Present · 6 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
July 2009 - October 2019 · 10 yrs 3 mos
Cetera Advisor Networks LLCBroker
June 2009 - October 2019 · 10 yrs 4 mos
Banc of America Investment Services, INC.
March 2008 - June 2009 · 1 yr 3 mos
Banc of America Investment Services, INC.Broker
March 2008 - June 2009 · 1 yr 3 mos
Financial Network Investment Corporation
October 2005 - March 2008 · 2 yrs 5 mos
Financial Network Investment CorporationBroker
October 2002 - March 2008 · 5 yrs 5 mos
U.S. Bancorp Investments, INC.Broker
January 2002 - October 2002 · 9 mos
Edward JonesBroker
July 2000 - December 2001 · 1 yr 5 mos
State Registrations23 states
ALAZCACODCFLHIIAIDMAMDMNNHNMNVNYOHORTNTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brian Torgerson - Financial Advisor | TrueAdvisor