KM
CFP
KM
CFP
Kevin Martin is a CFP-designated registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
444 South Flower Street,34th Floor, Los Angeles, CA, 90071
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Regulatory History (1)
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Customer Dispute
October 1999Denied
Employment History
Current Registrations
Morgan StanleyBroker
October 2018 - Present · 7 yrs 9 mos
Morgan Stanley
October 2018 - Present · 7 yrs 9 mos
Previous Registrations
UBS Financial Services INC.Broker
February 2009 - October 2018 · 9 yrs 8 mos
UBS Financial Services INC.
February 2009 - October 2018 · 9 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1994 - March 2009 · 14 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1987 - March 2009 · 21 yrs 4 mos
State Registrations24 states
ARAZCACOCTDCDEFLHIIDILKYMAMDMINCNJNVNYORTNTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.