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Peter Mccolgan
38 Years of Experience
Cincinnati, OH
3 DisclosuresBroker
Peter Mccolgan is a registered investment advisor at Wells Fargo Advisors, based in Cincinnati, OH, with 38 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
8044 Montgomery Rd Ste 570, Towers of Kenwood, Cincinnati, OH, 45236
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009Closed-No Action
Customer Dispute
September 1998Denied
Customer Dispute
June 1998Denied
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
April 2018 - Present · 8 yrs 1 mo
Wells Fargo Clearing Services, LLC
April 2018 - Present · 8 yrs 1 mo
Wells Fargo Advisors
April 2018 - Present · 8 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
April 2009 - April 2018 · 9 yrs
UBS Financial Services INC.Broker
April 2009 - April 2018 · 9 yrs
Citigroup Global Markets INC.
February 2001 - April 2009 · 8 yrs 2 mos
Citigroup Global Markets INC.Broker
July 1993 - April 2009 · 15 yrs 9 mos
Lehman Brothers INC.Broker
May 1990 - July 1993 · 3 yrs 2 mos
The Prudential Insurance Company of AmericaBroker
March 1989 - April 1990 · 1 yr 1 mo
Pruco Securities CorporationBroker
March 1989 - April 1990 · 1 yr 1 mo
Fidelity Brokerage Services, INC.Broker
January 1988 - March 1989 · 1 yr 2 mos
State Registrations35 states
AKARAZCACOCTDCFLGAILINKYMAMEMIMNMOMSMTNCNHNJNYOHOKORPASCTNTXUTVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.