Linda Schwab is a registered investment advisor at LPL Financial LLC, based in Buffalo, NY, with 36 years of industry experience. Linda is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
425 Niagara St., Buffalo, NY, 14201
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2009Customer Dispute
August 2008Other Business Activities
Linda operates Wilmington Advisors @ M&T as a DBA for her LPL business. This activity is investment-related and takes nearly full-time during trading hours.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
LPL Financial LLC
Previous Registrations
M&t Securities, INC.
M&t Securities, INC.Broker
PNC InvestmentsBroker
PNC Investments
Mercantile Brokerage Services, INC.
Mercantile Brokerage Services, INC.Broker
Ferris, Baker Watts IncorporatedBroker
Baker, Watts & CO., INC.Broker
State Registrations50 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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