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Murry Shapero

Maxim Financial Advisors LLC
38 Years of Experience
New York, NY
2 DisclosuresBroker
View SEC Summary
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Murry Shapero is a registered investment advisor at Maxim Financial Advisors LLC, based in New York, NY, with 38 years of industry experience. Murry is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 775 clients with $450M in assets under management.

Maxim Financial Advisors LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
36 advisors
Number of Clients
775 clients
Average Client Portfolio
$575K average
Assets Under Management
$445.5M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Wrap program asset management fees range from 10 basis points (0.10%) to 250 basis points (2.50%) and are negotiated at the time the client signs the contract. Customized hedge fund portfolios charge up to 1.50% annually.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

300 Park Ave, 16th Fl, New York, NY, 10022

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2019
Final
Customer Dispute
April 1995
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Maxim Financial Advisors LLC
August 2021 - Present · 5 yrs 2 mos
Maxim Group LLCBroker
June 2004 - Present · 22 yrs 4 mos
Previous Registrations
Hd Brous & CO., INC.Broker
October 1998 - June 2004 · 5 yrs 8 mos
Gaines, Berland INC.Broker
September 1998 - October 1998 · 1 mo
Barington Capital Group, L.P.Broker
August 1995 - September 1998 · 3 yrs 1 mo
A. R. Baron & CO., INC.Broker
May 1994 - August 1995 · 1 yr 3 mos
D. H. Blair & CO., INC.Broker
November 1988 - June 1994 · 5 yrs 7 mos
Shearson Lehman Hutton INC.Broker
June 1988 - November 1988 · 5 mos
State Registrations22 states
AZCACTDCFLGAIAILMDMIMONCNJNYOHPARISCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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