John Conover
John Conover is a registered investment advisor at Maxim Financial Advisors LLC, based in New York, NY, with 28 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 747 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for investment management are negotiated between you and your advisor. Wrap account fees range from 0.1% to 2.5% annually. For customized hedge fund portfolios, Maxim Financial Advisors' fee ranges up to 1.5% annually, in addition to Crystal Capital Partners' fee of up to 1.5% and underlying managers' fees.
Location
300 Park Ave, 16th Fl, New York, NY, 10022
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Regulatory History (3)
Customer Dispute
August 2010Customer Dispute
December 2009Customer Dispute
November 2004Employment History
Current Registrations
Maxim Financial Advisors LLC
Maxim Group LLCBroker
Previous Registrations
Oppenheimer & CO. INC.Broker
Joseph Gunnar & CO. LLCBroker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Prime Charter LTD.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.