John Conover
John Conover is a registered investment advisor at Maxim Financial Advisors LLC, based in New York, NY, with 28 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 775 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Wrap program asset management fees range from 10 basis points (0.10%) to 250 basis points (2.50%) and are negotiated at the time the client signs the contract. Customized hedge fund portfolios charge up to 1.50% annually.
Fee Estimator
Location
300 Park Ave, 16th Fl, New York, NY, 10022
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2010Customer Dispute
December 2009Customer Dispute
November 2004Employment History
Current Registrations
Maxim Financial Advisors LLC
Maxim Group LLCBroker
Previous Registrations
Oppenheimer & CO. INC.Broker
Joseph Gunnar & CO. LLCBroker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Prime Charter LTD.Broker
State Registrations30 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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