Brian Robertson
Brian Robertson is a registered investment advisor at Maxim Financial Advisors LLC, based in New York, NY, with 21 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 747 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for investment management are negotiated between you and your advisor. Wrap account fees range from 0.1% to 2.5% annually. For customized hedge fund portfolios, Maxim Financial Advisors' fee ranges up to 1.5% annually, in addition to Crystal Capital Partners' fee of up to 1.5% and underlying managers' fees.
Location
300 Park Ave, 16th Fl, New York, NY, 10022
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Regulatory History (1)
Customer Dispute
March 2021Employment History
Current Registrations
Maxim Financial Advisors LLC
Maxim Group LLCBroker
Previous Registrations
Laidlaw Asset Management, LLC.
Laidlaw & Company (UK) LTD.Broker
Aegis Capital CORP.
Aegis Capital CORP.Broker
Morgan Stanley Smith BarneyBroker
Citigroup Global Markets INC.Broker
Casimir Capital L.P.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.