EJ
EJ

Eric Javer

20 Years of Experience
New York, NY
1 DisclosureBroker

Eric Javer is a registered investment advisor at Maxim Financial Advisors LLC, based in New York, NY, with 20 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 747 clients with $400M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
35 advisors
Number of Clients
747 clients
Average Client Portfolio
$531K average
Assets Under Management
$396.5M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Fees for investment management are negotiated between you and your advisor. Wrap account fees range from 0.1% to 2.5% annually. For customized hedge fund portfolios, Maxim Financial Advisors' fee ranges up to 1.5% annually, in addition to Crystal Capital Partners' fee of up to 1.5% and underlying managers' fees.

Loading...

Location

300 Park Ave, 16th Fl, New York, NY, 10022

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2013
Settled
Employment History
Current Registrations
Maxim Financial Advisors LLC
May 2017 - Present · 9 yrs
Maxim Group LLCBroker
August 2005 - Present · 20 yrs 9 mos
State Registrations31 states
AZCACOCTDEFLGAIAILINKYMAMDMIMNMTNCNJNVNYOHOKORPASCTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.