Robert Ford
Robert Ford is a registered investment advisor at Maxim Financial Advisors LLC, based in New York, NY, with 33 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 747 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for investment management are negotiated between you and your advisor. Wrap account fees range from 0.1% to 2.5% annually. For customized hedge fund portfolios, Maxim Financial Advisors' fee ranges up to 1.5% annually, in addition to Crystal Capital Partners' fee of up to 1.5% and underlying managers' fees.
Location
300 Park Ave, 16th Fl, New York, NY, 10022
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Regulatory History (9)
Judgment / Lien
June 2023Customer Dispute
October 2020Judgment / Lien
July 2018Judgment / Lien
January 2014Judgment / Lien
October 2013Judgment / Lien
October 2013Judgment / Lien
February 2009Judgment / Lien
May 2008Judgment / Lien
February 2002Employment History
Current Registrations
Maxim Financial Advisors LLC
Maxim Group LLCBroker
Previous Registrations
Investec Ernst & CompanyBroker
Herzog, Heine, Geduld, INC.Broker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.