Howard Kern
Howard Kern is a registered investment advisor at Raymond James & Associates, INC., based in Pasadena, CA, with 36 years of industry experience. Howard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.
Fee Estimator
Location
301 North Lake Avenue, Suite 1150, Pasadena, CA, 91101
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2009Other Business Activities
Howard is on the Board of Governors for the USC General Alumni Association since 2022. He is also a board member for USC Marshall Partners, where he is involved in fundraising for the School of Business since 2019.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Wedbush Securities INC.
Wedbush Securities INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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