Suzanne Short
Suzanne Short is a registered investment advisor at Npa Asset Management, LLC, based in Hato Rey, PR, with 36 years of industry experience. Suzanne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,855 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NPA Asset Management offers several investment management programs:
- Advisor Managed Account Program: Advisors assist clients in developing custom portfolios with various securities. Maximum annual fee is 3% of the account value, negotiable.
- MA Direct Account Program: Advisors help clients select third-party money managers. Maximum annual fee is 3% of the account value, negotiable.
- MA Custom AdvisorFlex Program: Clients choose from model portfolios managed by Lockwood Advisors. Maximum annual fee is 3% of the account value, negotiable.
Fees are payable in advance and are based on the account balance. Clients may also incur transaction charges and other fees. All fees are negotiable.
Location
31 Calaf St, Hato Rey, PR, 00918
Get directionsHistory
Regulatory History (10)
Customer Dispute
August 2019Customer Dispute
June 2019Customer Dispute
April 2019Customer Dispute
October 2018Customer Dispute
April 2018Customer Dispute
February 2018Customer Dispute
December 2017Customer Dispute
August 2017Customer Dispute
October 2016Customer Dispute
February 2016Other Business ActivitiesSells Insurance
Suzanne is an independent insurance agent through various agencies and dually registered with NPA Asset Management (RIA). She also holds positions at Ralph Torres Perez DMD and ITA LLC, but these roles are passive and require minimal time.
Employment History
Current Registrations
Npa Asset Management, LLC
Nationwide Planning Associates INC.Broker
Previous Registrations
Npa Asset Management, LLC
Santander Securities
Santander Securities LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.