Miguel Pascual
Miguel Pascual is a registered investment advisor at Npa Asset Management, LLC, based in Fair Lawn, NJ, with 45 years of industry experience. Miguel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,855 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NPA Asset Management offers several investment management programs:
- Advisor Managed Account Program: Advisors assist clients in developing custom portfolios with various securities. Maximum annual fee is 3% of the account value, negotiable.
- MA Direct Account Program: Advisors help clients select third-party money managers. Maximum annual fee is 3% of the account value, negotiable.
- MA Custom AdvisorFlex Program: Clients choose from model portfolios managed by Lockwood Advisors. Maximum annual fee is 3% of the account value, negotiable.
Fees are payable in advance and are based on the account balance. Clients may also incur transaction charges and other fees. All fees are negotiable.
Location
32-16 Broadway 2nd Floor, Fair Lawn, NJ, 07410
Get directionsHistory
Regulatory History (27)
Customer Dispute
February 2020Customer Dispute
July 2019Customer Dispute
March 2019Customer Dispute
October 2018Customer Dispute
August 2018Customer Dispute
July 2018Customer Dispute
June 2018Customer Dispute
May 2018Customer Dispute
May 2018Customer Dispute
March 2018Customer Dispute
February 2018Customer Dispute
October 2017Customer Dispute
October 2017Customer Dispute
June 2017Customer Dispute
November 2016Customer Dispute
October 2016Customer Dispute
June 2016Customer Dispute
May 2016Customer Dispute
December 2015Customer Dispute
October 2015Customer Dispute
October 2015Customer Dispute
October 2015Customer Dispute
September 2015Customer Dispute
September 2015Customer Dispute
November 2014Customer Dispute
April 2014Customer Dispute
March 2014Other Business ActivitiesSells Insurance
Miguel is an independent insurance agent working through various agencies. This activity is insurance-related.
Employment History
Current Registrations
Npa Asset Management, LLC
Nationwide Planning Associates INC.Broker
Previous Registrations
Npa Asset Management, LLC
Aegis Capital CORP.
Aegis Capital CORP.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
UBS Financial Services Incorporated of Puerto RicoBroker
Doral Securities, INC.Broker
Bankers Trust Caribe Capital Markets, INC.Broker
Cs First Boston (puerto Rico), INC.Broker
Cs First Boston CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.