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Fernando Nido

Npa Asset Management, LLC
28 Years of Experience
Hato Rey, PR
26 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Fernando Nido is a registered investment advisor at Npa Asset Management, LLC, based in Hato Rey, PR, with 28 years of industry experience. Fernando is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,746 clients with $1.1B in assets under management.

Npa Asset Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
52 advisors
Number of Clients
2,746 clients
Average Client Portfolio
$388K average
Assets Under Management
$1.1B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Maximum annual account management fee is up to 3.00% and is negotiable. Fees vary by specific program, account size, and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

31 Calaf St, Hato Rey, PR, 00918

Get directions

History

Regulatory History (26)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2019
Settled
Customer Dispute
March 2019
Settled
Customer Dispute
March 2019
Settled
Customer Dispute
November 2018
Settled
Customer Dispute
November 2018
Settled
Customer Dispute
November 2018
Settled
Customer Dispute
September 2018
Settled
Customer Dispute
August 2018
Settled
Customer Dispute
August 2018
Settled
Financial
July 2018
Final
Customer Dispute
June 2018
Settled
Customer Dispute
June 2018
Settled
Customer Dispute
May 2018
Settled
Customer Dispute
April 2018
Closed-No Action
Customer Dispute
April 2018
Settled
Customer Dispute
February 2018
Settled
Customer Dispute
December 2017
Settled
Customer Dispute
November 2017
Settled
Customer Dispute
August 2017
Settled
Customer Dispute
July 2016
Settled
Customer Dispute
March 2016
Withdrawn
Customer Dispute
October 2015
Closed-No Action
Customer Dispute
September 2015
Settled
Customer Dispute
December 2014
Settled
Customer Dispute
August 2014
Settled
Customer Dispute
November 2011
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Fernando is an independent insurance agent through various agencies. He also created Feragu LLC, a personal investment account for estate planning and tax purposes, funded with personal assets.

Employment History
Current Registrations
Npa Asset Management, LLC
March 2018 - Present · 8 yrs 7 mos
Nationwide Planning Associates INC.Broker
October 2017 - Present · 9 yrs
Previous Registrations
Npa Asset Management, LLC
October 2017 - December 2017 · 2 mos
Santander Securities
March 2010 - October 2017 · 7 yrs 7 mos
Santander Securities LLCBroker
May 1998 - October 2017 · 19 yrs 5 mos
State Registrations4 states
CADCFLPR
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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