Guillermo Santiago
Guillermo Santiago is a registered investment advisor at Npa Asset Management, LLC, based in Hato Rey, PR, with 34 years of industry experience. Guillermo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,855 clients with $1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NPA Asset Management offers several investment management programs:
- Advisor Managed Account Program: Advisors assist clients in developing custom portfolios with various securities. Maximum annual fee is 3% of the account value, negotiable.
- MA Direct Account Program: Advisors help clients select third-party money managers. Maximum annual fee is 3% of the account value, negotiable.
- MA Custom AdvisorFlex Program: Clients choose from model portfolios managed by Lockwood Advisors. Maximum annual fee is 3% of the account value, negotiable.
Fees are payable in advance and are based on the account balance. Clients may also incur transaction charges and other fees. All fees are negotiable.
Location
31 Calaf St, Hato Rey, PR, 00918
Get directionsHistory
Regulatory History (13)
Customer Dispute
May 2021Customer Dispute
April 2019Financial
March 2019Customer Dispute
December 2018Customer Dispute
September 2018Customer Dispute
July 2018Customer Dispute
April 2017Customer Dispute
October 2016Customer Dispute
August 2016Customer Dispute
January 2016Customer Dispute
November 2015Customer Dispute
May 2015Customer Dispute
March 2014Other Business ActivitiesSells Insurance
Guillermo is an independent insurance agent working through various agencies.
Employment History
Current Registrations
Npa Asset Management, LLC
Nationwide Planning Associates INC.Broker
Previous Registrations
Npa Asset Management, LLC
Oriental Financial Services CORP.
Oriental Financial Services CORP.Broker
Ofs Securities, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
UBS Financial Services INC.Broker
UBS Financial Services Incorporated of Puerto RicoBroker
Santander SecuritiesBroker
Marketing One Securities, INC.Broker
New England SecuritiesBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.