Fernando J. Del Llano Sobrino

Npa Asset Management, LLC

25 Years of Experience

4 DisclosuresBroker

View SEC Summary

Areas of Practice

Investment Management

Npa Asset Management, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

52 advisors

Number of Clients

2,855 clients

Average Client Portfolio

$354K average

Assets Under Management

$1.0B

Fee Structure

Minimum Investment:$50K

Financial Planning:Investment management only

Location

31 Calaf St, Hato Rey, PR, 00918

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

June 2018

Settled

Customer Dispute

November 2017

Settled

Customer Dispute

July 2017

Settled

Customer Dispute

October 2016

Withdrawn

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Other Business Activities

Fernando is a member of the board of directors and subcommittees for Sociedad Espanola de Auxilio & Beneficencia Auxilio Mutuo, and also serves as Secretary and Treasurer of Auxilio Mutuo Adquisition. He is also the Chief Executive and Member of an LLC established for estate planning purposes, managing the LLC assets and owning 95% of it.