TC
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Thomas Courtney is a registered investment advisor at Morgan Stanley, based in New York, NY, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
55 East 52nd Street, 12th Floor, New York, NY, 10055
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Regulatory History (1)
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Customer Dispute
January 1995Award / Judgment
Other Business Activities
Thomas is the Golf Chairman at Nassau Country Club since January 2019. This activity is not investment-related and takes minimal time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
October 2018 - Present · 7 yrs 7 mos
Morgan StanleyBroker
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
UBS Financial Services INC.
May 2009 - November 2018 · 9 yrs 6 mos
UBS Financial Services INC.Broker
November 2008 - November 2018 · 10 yrs
Morgan Stanley & CO. IncorporatedBroker
April 2007 - November 2008 · 1 yr 7 mos
Morgan Stanley Dw INC.Broker
November 2000 - April 2007 · 6 yrs 5 mos
Prudential Securities IncorporatedBroker
December 1997 - October 2000 · 2 yrs 10 mos
Smith Barney INC.Broker
September 1993 - December 1997 · 4 yrs 3 mos
Gruntal & CO. IncorporatedBroker
August 1989 - September 1993 · 4 yrs 1 mo
D. H. Blair & CO., INC.Broker
September 1988 - August 1989 · 11 mos
State Registrations25 states
ALCACOCTFLGAILMAMDMIMNMOMTNCNJNVNYOHORPAPRSCTXVTWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.